Related provisions for TC 2.1.5H

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TC 2.1.5RRP
Where an employee has not been assessed as competent to do so and: 24(1) 24gives advice on retail investment products to retail clients24, the firm must ensure that the individual supervising and assessing that employee has attained an appropriate qualification24; or(2) 24gives advice on P2P agreements to retail clients, the firm must ensure that the individual supervising and assessing that employee has attained an appropriate qualification for giving advice on retail investment